Qualified institutional placement

Results: 302



#Item
201Finance / Security / Prospectus / Stock / Initial public offering / Securities Act / Qualified institutional placement / Stock market / Financial economics / Investment

DOC Document

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Source URL: www.finanstilsynet.no

Language: English - Date: 2013-07-04 07:03:06
202Finance / Stock market / RBS Securities / Royal Bank of Scotland Group / U.S. Securities and Exchange Commission / Underwriting / Qualified institutional placement / Financial economics / Securities / Investment

Comment on SR-NASD[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-03-10 10:15:18
203Investment / India / Securities / Securities and Exchange Board of India Act / Demat account / Depository participant / Mutual fund / National Institute of Securities Markets / Qualified institutional placement / Economy of India / Financial economics / Securities and Exchange Board of India

Microsoft Word - Facilitating%20transactions%20in%20mutual%20funds%20throug…

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Source URL: fiuindia.gov.in

Language: English - Date: 2010-11-03 06:32:09
204Financial economics / Investment / 73rd United States Congress / United States Securities and Exchange Commission / Finance / Securities Act / Qualified institutional placement / Stock market / SEC filings / United States securities law

Microsoft Word - April 1, 2013 Rule[removed]inc CP CONSOLIDATED

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2013-04-05 15:34:46
20573rd United States Congress / Finance / New Deal / Securities Act / Law / Financial economics / Issuer / Qualified institutional placement / United States securities law / SEC filings / United States Securities and Exchange Commission

Blanket Order No. 3 IN THE MATTER OF THE SECURITIES ACT, 1990 S.N. 1990, CHAPTER 48 ("the Act") AND IN THE MATTER OF THE CERTIFICATION REQUIRED FOR FILING

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2010-02-04 09:49:10
206Finance / Investment / Options / Stock market / Warrant / Convertible bond / Debenture / Qualified institutional placement / Corporate finance / Financial economics / Equity securities

BULLETIN TYPE: Notice to Issuers BULLETIN DATE: December 12, 2012 Re: Private Placements – Extension and Modification of Temporary Relief from Certain Pricing Requirements

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Source URL: www.tmx.com

Language: English - Date: 2012-12-12 10:01:32
207Financial regulation / Finance / Stock market / 73rd United States Congress / 76th United States Congress / Rule 144A / Qualified institutional buyer / Securities Act / Qualified institutional placement / United States Securities and Exchange Commission / United States securities law / Financial economics

Issue Brief: Rule 144A Securities

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Source URL: www.treasurer.ca.gov

Language: English - Date: 2014-08-03 11:23:49
208Financial regulation / New Deal / Securities Act / Financial economics / Securities Exchange Act / Stock market / United States / Qualified institutional placement / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Microsoft Word - 144SellersRepresentationLetter(NonAffiliate) (WC-2013)

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Source URL: www.westcoaststocktransfer.com

Language: English - Date: 2013-02-26 12:44:00
209Finance / Securities and Exchange Board of India / Economy of India / Stock market / Corporate finance / Qualified institutional placement / Satyam scandal / Takeover / Sarbanes–Oxley Act / Business / Mergers and acquisitions / Corporate crime

de•novo CARDOZO LAW REVIEW POST-SATYAM AMENDMENTS IN THE TAKEOVER CODE: THE LAST RECOURSE OR A HASTY ACTION?

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Source URL: www.cardozolawreview.com

Language: English - Date: 2012-10-25 17:25:45
210Financial regulation / SEC filings / New Deal / Securities Act / Government / Securities Exchange Act / Securities and Exchange Commission / Financial economics / Qualified institutional placement / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 9578 \ April 25, 2014 SECURITIES EXCHANGE ACT OF 1934

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Source URL: edgar.sec.gov

Language: English - Date: 2014-04-25 16:56:19
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